South Africa : Financial Sector Assessment Program-Detailed Assessment of Implementation on the IOSCO Objectives and Principles of Securities Regulation-Technical Note.

Cover -- CONTENTS -- GLOSSARY -- A -- B -- C -- D -- E -- F -- G -- I -- J -- K -- L -- M -- N -- O -- P -- R -- S -- T -- EXECUTIVE SUMMARY -- INTRODUCTION -- INFORMATION AND METHODOLOGY USED FOR ASSESSMENT -- INSTITUTIONAL AND MARKET STRUCTURE-OVERVIEW -- A. Regulatory Structure -- B. Market Structure -- PRECONDITIONS FOR EFFECTIVE SECURITIES REGULATION -- MAIN FINDINGS -- SUMMARY IMPLEMENTATION OF THE IOSCO PRINCIPLES -- RECOMMENDED ACTION PLAN AND AUTHORITIES' RESPONSE -- A. Authorities' Response to the Assessment -- DETAILED ASSESSMENT -- TABLES -- 1. Key Market Information -- 2. Number of JSE Members by Market -- 3. Ownership of JSE Equity Firms -- 4. Financial Services Providers Licensed under the FAIS Act (By Category) -- 5. Assets under Management in South African Collective Investment Schemes -- 6. Summary Implementation of the IOSCO Principles-Detailed Assessments -- 7. Recommended Action Plan to Improve Implementation of the IOSCO Principles -- 8. Detailed Assessment of Implementation of the IOSCO Principles.

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Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, 2024. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries.