Notification, Authorization, Inspection and Enforcement for the Safety and Security of Radiation Sources.

Intro -- 1. INTRODUCTION -- 1.1. Background -- 1.2. Objective -- 1.3. Scope -- 1.4. Structure -- 2. THE SYSTEM OF REGULATORY CONTROL -- 2.1. Objective -- 2.2. Graded approach -- 2.3. Special circumstances -- 2.4. Notification and authorization -- 2.5. Inspection -- 2.6. Enforcement -- 2.7. Managing transitions in regulatory control -- 3. MANAGEMENT AND ORGANIZATION -- 3.1. Integrated management system -- 3.2. Structure of the regulatory body -- 3.3. Coordination among multiple regulatory bodies and other authorities -- 3.4. Resource management -- 3.5. Safety and security culture -- 3.6. Management of notification and authorization -- 3.7. Management of inspection -- 3.8. Management of enforcement -- 3.9. Independence of the regulatory body -- 3.10. Human resources -- 3.11. Guidance and procedures -- 3.12. Information management system -- 3.13. Access to external expertise, including legal support -- 3.13.1. Advisory committees -- 3.13.2. Legal support -- 3.13.3. External experts and technical support organizations -- 4. NOTIFICATION AND AUTHORIZATION PROCESS -- 4.1. Introduction -- 4.2. Notification -- 4.3. Authorization -- 4.3.1. Application for authorization -- 4.3.2. Safety-security interface -- 4.3.3. Receipt, review and assessment of the application -- 4.3.4. Verification activities as part of the authorization process -- 4.3.5. Decision making including limits, conditions and controls -- 4.3.6. Records of decision and decision making process -- 4.3.7. Issuing or refusing the authorization and provisions for appeals -- 4.3.8. Subsequent regulatory actions on authorizations -- 5. INSPECTION PROCESS -- 5.1. Introduction -- 5.2. Types of inspection -- 5.3. Inspection programmes and plans -- 5.4. Preparation for an inspection -- 5.5. Entrance briefing -- 5.6. Conduct of inspection -- 5.6.1. Methods of inspection.

5.6.2. Security aspects of an inspection -- 5.6.3. Evidence collection -- 5.7. Exit briefing -- 5.8. Inspection reports -- 5.9. Post‑inspection activities -- 6. ENFORCEMENT PROCESS -- 6.1. Introduction -- 6.2. Overview of the enforcement process -- 6.3. Identification of violations or non‑compliances -- 6.4. Assessment of violations or non‑compliances -- 6.4.1. Information gathering -- 6.4.2. Determining the gravity of violations -- 6.5. Selection of enforcement actions -- 6.5.1. Types of available enforcement action -- 6.5.2. Enforcement decisions -- 6.6. Participation in the enforcement process -- 6.7. Managing evidence -- REFERENCES -- Annex I EXAMPLE OF NOTIFICATION FORM -- Annex II CONTENT OF APPLICATION FORMS FOR AUTHORIZATION -- Annex III EXAMPLE OF GUIDANCE ON THE REVIEW AND ASSESMENT OF APPLICATIONS FOR AUTHORIZATION -- Annex IVEXAMPLE OF CERTIFICATE FORM FOR AUTHORIZATION -- Annex VEXAMPLE OF GUIDANCE ON REGULATORY INSPECTIONS -- Annex VIEXAMPLE OF A CODE OF CONDUCT FOR INSPECTORS -- Annex VIIEXAMPLE OF A MEMORANDUM OF UNDERSTANDING BETWEEN THE REGULATORY BODY AND THE DEPARTMENT OF CUSTOMS -- Supplement A -- Supplement B -- CONTRIBUTORS TO DRAFTING AND REVIEW.

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Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, 2024. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries.