Bank Secrecy Act/Anti-money Laundering. (Record no. 61503)
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| 000 -LEADER | |
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| fixed length control field | 05271nam a22004693i 4500 |
| 001 - CONTROL NUMBER | |
| control field | EBC3022227 |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | MiAaPQ |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20240729124157.0 |
| 006 - FIXED-LENGTH DATA ELEMENTS--ADDITIONAL MATERIAL CHARACTERISTICS | |
| fixed length control field | m o d | |
| 007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION | |
| fixed length control field | cr cnu|||||||| |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 240724s2008 xx o ||||0 eng d |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781616680435 |
| Qualifying information | (electronic bk.) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Canceled/invalid ISBN | 9781604566246 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (MiAaPQ)EBC3022227 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (Au-PeEL)EBL3022227 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (CaPaEBR)ebr10698274 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (OCoLC)923668227 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | MiAaPQ |
| Language of cataloging | eng |
| Description conventions | rda |
| -- | pn |
| Transcribing agency | MiAaPQ |
| Modifying agency | MiAaPQ |
| 050 #4 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | KF1030.R3 -- K54 2008eb |
| 082 0# - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 345.73/0268 |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Klein, Lilian B. |
| 245 10 - TITLE STATEMENT | |
| Title | Bank Secrecy Act/Anti-money Laundering. |
| 250 ## - EDITION STATEMENT | |
| Edition statement | 1st ed. |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | Hauppauge : |
| Name of producer, publisher, distributor, manufacturer | Nova Science Publishers, Incorporated, |
| Date of production, publication, distribution, manufacture, or copyright notice | 2008. |
| 264 #4 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Date of production, publication, distribution, manufacture, or copyright notice | ©2008. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 1 online resource (128 pages) |
| 336 ## - CONTENT TYPE | |
| Content type term | text |
| Content type code | txt |
| Source | rdacontent |
| 337 ## - MEDIA TYPE | |
| Media type term | computer |
| Media type code | c |
| Source | rdamedia |
| 338 ## - CARRIER TYPE | |
| Carrier type term | online resource |
| Carrier type code | cr |
| Source | rdacarrier |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Intro -- BANK SECRECY ACT/ANTI-MONEY LAUNDERING -- BANK SECRECY ACT/ANTI-MONEY LAUNDERING -- LIBRARY OF CONGRESS CATALOGING-IN-PUBLICATION DATA -- CONTENTS -- PREFACE -- Chapter 1: INTRODUCTION -- BACKGROUND -- Chapter 2: OCC INITIATIVES -- Chapter 3: PENALTIES -- Chapter 4: ASSET FORFEITURE -- Chapter 5: INTERNAL BSA COMPLIANCE PROGRAMS -- Internal Controls -- Independent Testing of Compliance -- Compliance Officer -- Training -- Reporting Requirements -- Record Keeping Requirements -- Chapter 6: EXEMPTIONS FROM THE CTR FILING REQUIREMENTS -- Chapter 7: SUSPICIOUS ACTIVITY REPORTING REQUIREMENTS -- Chapter 8: OPENING AND MAINTAINING ACCOUNTS AND CUSTOMER RELATIONSHIPS -- IDENTIFYING THE CUSTOMER -- Chapter 9: HIGH-RISK AREAS -- HIGH-RISK PRODUCTS AND SERVICES -- International Correspondent Banking Relationships -- Wire (Funds) Transfers -- Pouch Activity -- Payable through Accounts -- International Brokered Deposits -- Special Use Accounts -- Private Banking -- Foreign Branches and Offices of National Banks -- Insider Complicity -- High-Risk Entities -- Businesses -- Banking Functions and Transactions -- High-Risk Countries -- Chapter 10: COMMON MONEY LAUNDERING SCHEMES -- STRUCTURING -- THE BLACK MARKET PESO EXCHANGE -- MEXICAN BANK DRAFTS AND FACTORED THIRD-PARTY CHECKS -- Chapter 11: REPORTING TO TREASURY -- BSA VIOLATIONS AND ENFORCEMENT -- POLICY FOR REFERRING VIOLATIONS TO FINCEN -- OCC POLICY FOR FILING SARS WITH FINCEN -- OCC ADMINISTRATIVE ACTION -- Chapter 12: THE OFFICE OF FOREIGN ASSETS CONTROL -- Chapter 13: EXAMINATION PROCEDURES -- GENERAL PROCEDURES -- Objective -- Chapter 14: QUALITY OF RISK MANAGEMENT -- CONCLUSION: THE QUALITY OF RISK MANAGEMENT IS(STRONG, SATISFACTORY,WEAK) -- Policy -- Processes -- Personnel -- Controls -- Chapter 15: QUANTITY OF RISK -- CONCLUSION: THE QUANTITY OF RISK IS (LOW,MODERATE, HIGH). |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Reporting, Record Keeping, and Record Retention -- Exemptions -- Sale of Monetary Instruments -- Funds Transfer -- Responsibilities of Originating Banks -- Payable upon Proper Identification (PUPID) -- Nonresident Alien Accounts and the Black Market Peso Exchange -- International Brokered Deposits -- Foreign Correspondent Banking -- "Pouch" Activity -- Mexican Bank Drafts -- Payable through Accounts (PTAs) -- Special Use Accounts -- Private Banking and Trust -- Offshore Branches and Offices -- OFAC -- Lending Function -- Safe Custody/Safe Deposit Boxes -- Chapter 16: CONCLUSIONS -- Appendix A. FINCEN POLICY STATEMENTS AND GUIDELINES -- TWENTY-FIVE DAY EXTENSION FOR MAGNETIC FILING -- MONETARY INSTRUMENTS FOR ACCOUNT HOLDERS -- Appendix B. BANK SECRECY ACT DATABASES -- CURRENCY AND BANKING RETRIEVAL SYSTEM -- The Suspicious Activity Reporting System -- Currency and Banking Query System (CBQS) -- Assistance and Information -- Appendix C. REFERRING BSA VIOLATIONS TO FINCEN -- Content of Referral -- Referral Process -- Sample Cover Letter for Referring Potential BSA Violations to FinCEN -- Appendix D. AVAILABILITY OF OFFICE OF FOREIGN ASSET CONTROL INFORMATION -- Appendix E. BASLE SUPERVISORS' COMMITTEE STATEMENT OF PRINCIPLES ON MONEY LAUNDERING -- STATEMENT OF PRINCIPLES -- Purpose -- Customer Identification -- Compliance with Laws -- Cooperation with Law Enforcement Authorities -- Adherence to the Statement -- REFERENCES -- LAWS -- REGULATIONS -- OCC ISSUANCES -- INDEX. |
| 588 ## - SOURCE OF DESCRIPTION NOTE | |
| Source of description note | Description based on publisher supplied metadata and other sources. |
| 590 ## - LOCAL NOTE (RLIN) | |
| Local note | Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, 2024. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | United States. -- Currency and Foreign Transactions Reporting Act. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Banks and banking -- Records and correspondence -- Law and legislation -- United States. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Money laundering -- United States -- Prevention. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Drug traffic -- United States -- Prevention. |
| 655 #4 - INDEX TERM--GENRE/FORM | |
| Genre/form data or focus term | Electronic books. |
| 776 08 - ADDITIONAL PHYSICAL FORM ENTRY | |
| Relationship information | Print version: |
| Main entry heading | Klein, Lilian B. |
| Title | Bank Secrecy Act/Anti-money Laundering |
| Place, publisher, and date of publication | Hauppauge : Nova Science Publishers, Incorporated,c2008 |
| International Standard Book Number | 9781604566246 |
| 797 2# - LOCAL ADDED ENTRY--CORPORATE NAME (RLIN) | |
| Corporate name or jurisdiction name as entry element | ProQuest (Firm) |
| 856 40 - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://ebookcentral.proquest.com/lib/orpp/detail.action?docID=3022227">https://ebookcentral.proquest.com/lib/orpp/detail.action?docID=3022227</a> |
| Public note | Click to View |
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