Anti-Money Laundering Transaction Monitoring Systems Implementation : (Record no. 23085)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 05885nam a22004693i 4500 |
| 001 - CONTROL NUMBER | |
| control field | EBC6423293 |
| 003 - CONTROL NUMBER IDENTIFIER | |
| control field | MiAaPQ |
| 005 - DATE AND TIME OF LATEST TRANSACTION | |
| control field | 20240724114743.0 |
| 006 - FIXED-LENGTH DATA ELEMENTS--ADDITIONAL MATERIAL CHARACTERISTICS | |
| fixed length control field | m o d | |
| 007 - PHYSICAL DESCRIPTION FIXED FIELD--GENERAL INFORMATION | |
| fixed length control field | cr cnu|||||||| |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
| fixed length control field | 240724s2020 xx o ||||0 eng d |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| International Standard Book Number | 9781119381938 |
| Qualifying information | (electronic bk.) |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| Canceled/invalid ISBN | 9781119381808 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (MiAaPQ)EBC6423293 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (Au-PeEL)EBL6423293 |
| 035 ## - SYSTEM CONTROL NUMBER | |
| System control number | (OCoLC)1227392441 |
| 040 ## - CATALOGING SOURCE | |
| Original cataloging agency | MiAaPQ |
| Language of cataloging | eng |
| Description conventions | rda |
| -- | pn |
| Transcribing agency | MiAaPQ |
| Modifying agency | MiAaPQ |
| 050 #4 - LIBRARY OF CONGRESS CALL NUMBER | |
| Classification number | HV6768 .C438 2021 |
| 082 0# - DEWEY DECIMAL CLASSIFICATION NUMBER | |
| Classification number | 364.168 |
| 100 1# - MAIN ENTRY--PERSONAL NAME | |
| Personal name | Chau, Derek. |
| 245 10 - TITLE STATEMENT | |
| Title | Anti-Money Laundering Transaction Monitoring Systems Implementation : |
| Remainder of title | Finding Anomalies. |
| 250 ## - EDITION STATEMENT | |
| Edition statement | 1st ed. |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Place of production, publication, distribution, manufacture | Newark : |
| Name of producer, publisher, distributor, manufacturer | John Wiley & Sons, Incorporated, |
| Date of production, publication, distribution, manufacture, or copyright notice | 2020. |
| 264 #4 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE | |
| Date of production, publication, distribution, manufacture, or copyright notice | ©2021. |
| 300 ## - PHYSICAL DESCRIPTION | |
| Extent | 1 online resource (307 pages) |
| 336 ## - CONTENT TYPE | |
| Content type term | text |
| Content type code | txt |
| Source | rdacontent |
| 337 ## - MEDIA TYPE | |
| Media type term | computer |
| Media type code | c |
| Source | rdamedia |
| 338 ## - CARRIER TYPE | |
| Carrier type term | online resource |
| Carrier type code | cr |
| Source | rdacarrier |
| 490 1# - SERIES STATEMENT | |
| Series statement | Wiley and SAS Business Series |
| 505 0# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Cover -- Title Page -- Copyright -- Contents -- About the Authors -- Acknowledgments -- Preface -- 1 An Introduction to Anti-Money Laundering -- The Emergence of AML -- AML as a Compliance Domain -- The Objectives of AML -- Regulatory Reporting -- Corporate Citizenship versus Profitability -- About True and False Positives and Negatives -- The Evolution of Automated Transaction Monitoring -- From Rule-Based to Risk-Based -- From Static to More Dynamic Transaction Monitoring -- Latest Trends: Machine Learning and Artificial Intelligence -- Latest Trends: Blockchain -- Risk-Based Granularity and Statistical Relevance -- Summary -- Chapter 2 Transaction Monitoring in Different Businesses -- Banking -- Correspondent Banking -- Banking - Trade Finance -- Banking - Credit Card -- Insurance -- Securities -- Stored Value Facilities (SVFs) -- Casinos and Online Gambling -- Lottery and Jockey Club -- Other Businesses -- Summary -- Chapter 3 The Importance of Data -- ETL: Extract, Transform, and Load -- Extract: Data Availability and Sourcing -- Transform: Data Quality, Conversion, and Repair -- Data Load and Further Processing -- Loading of the Data -- Data Lineage -- Multiple ETLs -- Summary -- Chapter 4 Typical Scenario Elements -- Transaction Types -- Actionable Entity -- Scenario Parameters -- Use of Maximum Instead of Minimum Value Threshold -- Threshold per Customer -- Pre-Computing Data -- Timeliness of Alerts -- Use of Ratios -- Ratio as Degree of Change/Similarity -- Ratio as Proportion -- Other Common Issues -- Chapter 5 Scenarios in Detail -- Large Aggregate Value -- Unexpected Transaction -- High Velocity/Turnover -- Turnaround/Round-Tripping -- Structuring -- Early Termination/Quick Reciprocal Action -- Watchlist -- Common Specifications across Unrelated Entities -- Involving Unrelated Third Party -- One-to-Many. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Transacting Just below Reporting Threshold -- Chapter 6 The Selection of Scenarios -- Selecting Scenarios -- Regulatory Requirements -- Business Drivers -- Data Quality and Availability of Reference Data -- Maintenance of the Scenario Repository -- How Specific should a Scenario Rule Be? -- Overlapping Scenario Rules -- Summary -- Chapter 7 Entity Resolution and Watchlist Matching -- Entity Resolution -- Watchlists -- Summary -- Chapter 8 Customer Segmentation -- The Need for Segmenting Customers -- Approaches to Segmentation -- Overview of Segmentation Steps -- Organizational Profiling -- Common Segmentation Dimensions -- Considerations in Defining Segments -- Check Source Data for Segmentation -- Verify with Statistical Analysis -- Ongoing Monitoring -- Change of Segmentation -- Summary -- Chapter 9 Scenario Threshold Tuning -- The Need for Tuning -- Parameters and Thresholds -- True versus False, Positive versus Negative -- Cost -- Adapting to the Environment -- Relatively Simple Ways to Tune Thresholds -- Objective of Scenario Threshold Tuning -- Increasing Alert Productivity -- Definition of a Productive Alert -- Use of Thresholds in Different Kinds of Scenario Rules -- Regulation-Driven Rules -- Statistical Outlier -- Insignificance Threshold -- Safety-Blanket Rules -- Combining Parameters -- Steps for Threshold Tuning -- Step 11. Report Write-Up -- Preparation of Analysis Data -- Scope of Data -- Data Columns -- Quick and Easy Approach -- Analysis of Dates -- Stratified Sampling -- Statistical Analysis of Each Tunable Scenario Threshold Variable -- Population Distribution Table by Percentile (Ranking Analysis) -- Distribution Diagram Compressed as a Single Line -- Multiple Peaks -- Zeros -- Above-the-Line Analysis and Below-the-Line Analysis -- Above-the-Line Analysis -- Below-the-Line Analysis. |
| 505 8# - FORMATTED CONTENTS NOTE | |
| Formatted contents note | Use of Scatter plots and Interactions between Parameter Variables -- Binary Search -- What-If Tests and Mock Investigation -- What-If Tests -- Sample Comparisons of What-If Tests -- Qualifying Results of What-If Tests -- Scenario Review Report -- Scenario Review Approach -- Scenario Review Results -- Summary -- Index -- EULA. |
| 588 ## - SOURCE OF DESCRIPTION NOTE | |
| Source of description note | Description based on publisher supplied metadata and other sources. |
| 590 ## - LOCAL NOTE (RLIN) | |
| Local note | Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, 2024. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries. |
| 650 #0 - SUBJECT ADDED ENTRY--TOPICAL TERM | |
| Topical term or geographic name entry element | Money laundering-Prevention. |
| 655 #4 - INDEX TERM--GENRE/FORM | |
| Genre/form data or focus term | Electronic books. |
| 700 1# - ADDED ENTRY--PERSONAL NAME | |
| Personal name | Nemcsik, Maarten van Dijck. |
| 776 08 - ADDITIONAL PHYSICAL FORM ENTRY | |
| Relationship information | Print version: |
| Main entry heading | Chau, Derek |
| Title | Anti-Money Laundering Transaction Monitoring Systems Implementation |
| Place, publisher, and date of publication | Newark : John Wiley & Sons, Incorporated,c2020 |
| International Standard Book Number | 9781119381808 |
| 797 2# - LOCAL ADDED ENTRY--CORPORATE NAME (RLIN) | |
| Corporate name or jurisdiction name as entry element | ProQuest (Firm) |
| 830 #0 - SERIES ADDED ENTRY--UNIFORM TITLE | |
| Uniform title | Wiley and SAS Business Series |
| 856 40 - ELECTRONIC LOCATION AND ACCESS | |
| Uniform Resource Identifier | <a href="https://ebookcentral.proquest.com/lib/orpp/detail.action?docID=6423293">https://ebookcentral.proquest.com/lib/orpp/detail.action?docID=6423293</a> |
| Public note | Click to View |
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